Triton Investments Advisers LLP

• Principal Place of Business

  32 Duke Street

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

  Web

  https://www.triton-partners.com

• Complaints Contact

  32 Duke Street

  London

  St James's

  London

  SW1Y 6DF

  UNITED KINGDOM

  Phone

  +4402072976782

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Patrick Christian Edmond Muuls

  IRN PCM01096

  • [FCA CF] Client dealing (27 May 2020 to 1 May 2021)
  • CF4 Partner (7 Dec 2016 to 8 Dec 2019)
  • CF30 Customer (7 Dec 2016 to 8 Dec 2019)
• Peder Erik Prahl

  IRN PEP01036

  • [FCA CF] Client dealing (since 25 Feb 2021)
  • [FCA CF] Manager of certification employee (since 25 Feb 2021)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • CF4 Partner (1 Oct 2018 to 1 Apr 2019)
• Peter Hans Chrysanth Herr

  IRN PHH01030

  • [FCA CF] Client dealing (14 May 2020 to 1 Dec 2020)
  • CF30 Customer (23 Oct 2012 to 8 Dec 2019)
  • CF4 Partner (23 Oct 2012 to 8 Dec 2019)
• Prit Sridhar

  IRN PXS00790

  • [FCA CF] Client dealing (1 May 2024 to 13 Jun 2024)
• Rohin Jain

  IRN RXJ01333

  • CF4 Partner (23 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (23 Oct 2012 to 8 Dec 2019)
• Sachin Jivanji

  IRN SXJ91780

  • [FCA CF] Client dealing (since 15 Mar 2021)
• Sarah Tyree

  IRN SXT00593

  • [FCA CF] Client dealing (since 5 Sep 2023)
• Sebastian Lapinski

  IRN SXL00252

  • [FCA CF] Client dealing (12 Sep 2020 to 30 May 2022)
• Sophie Louise Davies

  IRN SLD01076

  • [FCA CF] Client dealing (since 15 Mar 2021)
• Steen Bruun Mannaa

  IRN SXB03654

  • [FCA CF] Client dealing (24 May 2023 to 28 Sep 2023)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)

• Triton Group LLP (no longer appointed)

  FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

No changes recorded yet.