Date authorised
1 April 2013
Companies House
OC374555
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Duke Street
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782
  • Complaints Contact

    32 Duke Street
    London
    St James's
    London
    SW1Y 6DF
    UNITED KINGDOM
    Phone
    +4402072976782

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tadas Malinauskas

    IRN TXM01788

    • [FCA CF] Client dealing (since 27 Sep 2021)
  • Thibaut Jacques Henri Large

    IRN TJL01093

    • [FCA CF] Client dealing (6 Feb 2023 to 31 Aug 2025)
  • Thomas Henry Burt

    IRN THB01027

    • [FCA CF] Client dealing (since 12 Dec 2023)
  • Thomas Salomsen Solset

    IRN TSS01025

    • CF4 Partner (23 Oct 2012 to 26 Oct 2017)
    • CF30 Customer (23 Oct 2012 to 26 Oct 2017)
  • Thomas Tarnowski

    IRN TXT01340

    • CF30 Customer (23 Oct 2012 to 31 Aug 2013)
    • CF4 Partner (23 Oct 2012 to 31 Aug 2013)
  • Timothy Pollock

    IRN TXP01304

    • [FCA CF] Client dealing (since 14 May 2020)
    • CF4 Partner (18 Feb 2013 to 8 Dec 2019)
  • Ulrich Witt

    IRN UXW01011

    • CF30 Customer (23 Oct 2012 to 29 Mar 2015)
    • CF4 Partner (23 Oct 2012 to 29 Mar 2015)
  • William James Burnand

    IRN WJB01041

    • CF4 Partner (30 Oct 2018 to 8 Dec 2019)
  • Young Kim

    IRN KXY01144

    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (20 Mar 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Triton Group LLP (no longer appointed)

    FRN 684421 · Appointed 14 Apr 2015 · Until 15 Apr 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.