Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF4 Partner (30 Oct 2018 to 8 Dec 2019)
-
- (71)CF11 Money Laundering Reporting (2 Jun 2016 to 13 Feb 2018)
- (72)CF10 Compliance Oversight (2 Jun 2016 to 13 Feb 2018)
- (68)CF30 Customer (1 Nov 2007 to 22 Nov 2017)
- (70)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
- (69)CF23 Corporate Finance Adviser (21 Mar 2002 to 31 Mar 2004)
-
- CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (68)CF30 Customer at Terra Firma Capital Partners Limited
-
controlled function added: (69)CF23 Corporate Finance Adviser at Terra Firma Capital Partners Limited
-
controlled function added: (70)CF21 Investment Adviser at Terra Firma Capital Partners Limited
-
controlled function added: (71)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited
-
controlled function added: (72)CF10 Compliance Oversight at Terra Firma Capital Partners Limited