Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Triton Investments Advisers LLP (no longer approved here)

    FRN 586570

    • CF4 Partner (30 Oct 2018 to 8 Dec 2019)
  • Terra Firma Capital Partners Limited (no longer approved here)

    FRN 208680

    • (71)CF11 Money Laundering Reporting (2 Jun 2016 to 13 Feb 2018)
    • (72)CF10 Compliance Oversight (2 Jun 2016 to 13 Feb 2018)
    • (68)CF30 Customer (1 Nov 2007 to 22 Nov 2017)
    • (70)CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
    • (69)CF23 Corporate Finance Adviser (21 Mar 2002 to 31 Mar 2004)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (68)CF30 Customer at Terra Firma Capital Partners Limited

  2. controlled function added: (69)CF23 Corporate Finance Adviser at Terra Firma Capital Partners Limited

  3. controlled function added: (70)CF21 Investment Adviser at Terra Firma Capital Partners Limited

  4. controlled function added: (71)CF11 Money Laundering Reporting at Terra Firma Capital Partners Limited

  5. controlled function added: (72)CF10 Compliance Oversight at Terra Firma Capital Partners Limited