James Karp

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lombard Odier Asset Management (Europe) Limited
FRN 515393
- [FCA CF] Client dealing (since 4 Apr 2024)
Triton Investments Advisers LLP (no longer approved here)
FRN 586570
- [FCA CF] Material risk taker (12 Jun 2023 to 31 Jan 2024)
- SMF27 Partner (15 Feb 2023 to 31 Jan 2024)
KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF1 Director (AR) (24 Nov 2022 to 31 Jan 2024)
- CF30 Customer (24 Nov 2022 to 31 Jan 2024)
Hayfin Capital Management LLP (no longer approved here)
FRN 503730
- [FCA CF] Client dealing (10 Mar 2021 to 31 Dec 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.