Keith Maurice Hanna

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lowes Financial Management Limited (no longer approved here)
FRN 114650
- [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Sep 2020)
- CF30 Customer (1 Jun 2016 to 8 Dec 2019)
James & George Collie Financial Management Limited (no longer approved here)
FRN 535320
- (3)Employed By (10 Nov 2010 to 28 Dec 2012)
J M Taylor Financial Services Limited (no longer approved here)
FRN 497519
- CF30 Customer (3 Aug 2009 to 28 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.