Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Jul 2021)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SIMF4 Chief Risk Function (7 Mar 2016 to 15 Jul 2016)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 15 Jul 2016)
    • CF28 Systems and controls (1 Jul 2015 to 6 Mar 2016)
    • Responsible for Insurance Mediation (10 Apr 2015 to 15 Jul 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Nov 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Nov 2015)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF28 Systems and controls (1 Jul 2015 to 15 Jul 2016)
    • CF1 Director (1 Dec 2001 to 15 Jul 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Nov 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Nov 2015)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF28 Systems and controls (1 Jul 2015 to 15 Jul 2016)
    • CF1 Director (1 Dec 2001 to 15 Jul 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Nov 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Nov 2015)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (218)CF28 Systems and controls (1 Jul 2015 to 15 Jul 2016)
    • (219)CF11 Money Laundering Reporting (1 Apr 2015 to 12 Nov 2015)
    • (220)CF10 Compliance Oversight (1 Apr 2015 to 12 Nov 2015)
    • (221)CF1 Director (1 Apr 2015 to 15 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (218)CF28 Systems and controls at Engage Mutual Funds Limited

  2. controlled function added: (219)CF11 Money Laundering Reporting at Engage Mutual Funds Limited

  3. controlled function added: (220)CF10 Compliance Oversight at Engage Mutual Funds Limited

  4. controlled function added: (221)CF1 Director at Engage Mutual Funds Limited