Katie Angela Mundell

• Stonehage Fleming Dealing and Treasury Services (UK) Limited

  FRN 989628

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Dec 2023)
  • SMF16 Compliance Oversight (since 11 Dec 2023)
• Stonehage Fleming Financial Services Limited

  FRN 150118

  • SMF16 Compliance Oversight (since 24 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2021)
• Stonehage Fleming Investment Management Limited

  FRN 194382

  • SMF16 Compliance Oversight (since 24 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2021)
• Stonehage Fleming Advisory Limited

  FRN 194929

  • SMF16 Compliance Oversight (since 24 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2021)
• STONEHAGE FLEMING WEALTH PLANNING LIMITED

  FRN 562235

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 May 2021)
  • SMF16 Compliance Oversight (since 24 May 2021)
• Systematica Investments UK LLP (no longer approved here)

  FRN 822097

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2020)
  • CF11 Money Laundering Reporting (11 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Sep 2019 to 8 Dec 2019)
• Lindsell Train Limited (no longer approved here)

  FRN 194229

  • CF11 Money Laundering Reporting (13 Aug 2015 to 31 Oct 2018)

No changes recorded yet.