Kais Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (6 May 2014 to 14 May 2018)
Oakley Capital Limited (no longer approved here)
FRN 195029
- CF30 Customer (26 Jul 2013 to 5 May 2014)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (28 Oct 2011 to 28 May 2013)
Arma Partners LLP (no longer approved here)
FRN 454270
- CF30 Customer (24 Jul 2009 to 12 Sep 2011)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (15 May 2008 to 9 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.