Justin Hernon Waine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • [FCA CF] Client dealing (19 Mar 2021 to 30 May 2021)
    • [FCA CF] Material risk taker (19 Mar 2021 to 30 May 2021)
    • [FCA CF] Manager of certification employee (19 Mar 2021 to 30 May 2021)
    • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
  • Polar Capital LLP (no longer approved here)

    FRN 438046

    • CF4 Partner (5 Oct 2009 to 8 Feb 2013)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
    • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.