Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HW Financial Services Limited
FRN 134190
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
-
Evelyn Partners Financial Planning Limited
FRN 136414
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 2 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 2 Nov 2022)
-
- [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Sep 2022)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
-
- CF30 Customer (2 Aug 2012 to 26 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.