Julian Stuart Kaye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Highwood Financial Services

    FRN 135717

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2021)
    • [FCA CF] Client dealing (since 3 Feb 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (16 Nov 2015 to 21 Mar 2016)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 29 Aug 2015)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (14 Feb 2011 to 1 Sep 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Feb 2011 to 14 Feb 2011)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
    • CF22 Investment Adviser (Trainee) (6 Nov 2002 to 6 Nov 2002)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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