Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Feb 2024)
  • DBS Bank Limited (no longer approved here)

    FRN 204650

    • [FCA CF] Material risk taker (6 Mar 2023 to 7 Feb 2024)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (7 Dec 2021 to 2 Nov 2022)
    • [FCA CF] Client dealing (2 Sep 2021 to 2 Nov 2022)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Client dealing (6 Mar 2017 to 18 Jul 2018)
    • CF30 Customer (22 Aug 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.