Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Jan 2022)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • [FCA CF] Material risk taker (10 Sep 2021 to 12 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2013 to 16 Dec 2016)
  • Rosetta Capital Limited (no longer approved here)

    FRN 196844

    • CF27 Investment Management (12 Dec 2001 to 5 Sep 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 5 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.