Juan Jose Carrion, Jr

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabaud Asset Management Limited (no longer approved here)
FRN 122140
- [FCA CF] Client dealing (17 May 2022 to 20 Dec 2024)
- [FCA CF] Material risk taker (17 May 2022 to 20 Dec 2024)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (22 Feb 2016 to 6 Mar 2016)
The Seaport Group Europe LLP (no longer approved here)
FRN 526965
- CF30 Customer (8 Oct 2014 to 31 Dec 2015)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (16 Mar 2010 to 21 Oct 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.