Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HW Financial Services Limited
FRN 134190
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 26 Aug 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (17 Dec 2016 to 1 Feb 2018)
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Evelyn Partners Financial Planning Limited
FRN 136414
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 26 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Feb 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (26 Aug 2022 to 1 Apr 2026)
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- CF30 Customer (16 Feb 2017 to 1 Feb 2018)
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- CF30 Customer (16 Feb 2017 to 1 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.