Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 12 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2025)
  • OCM WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 418826

    • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
  • Wynchwood Investments Ltd (no longer approved here)

    FRN 514678

    • Employed By (6 Apr 2018 to 28 Mar 2019)
  • DHM Wynchwood LLP (no longer approved here)

    FRN 569713

    • CF30 Customer (27 Mar 2018 to 28 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.