Date authorised
1 April 2013
Companies House
OC369638
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    Shottery Brook Office Park, Timothys Bridge Road
    Stratford Enterprise Park
    Stratford-upon-Avon
    Warwickshire
    CV37 9NR
    UNITED KINGDOM
    Phone
    +4401789299655
  • Complaints Contact

    Unit 8
    Shottery Brook Office Park, Timothys Bridge Road
    Stratford Enterprise Park
    Stratford-upon-Avon
    Warwickshire
    CV37 9NR
    UNITED KINGDOM
    Phone
    +4401789299655

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allison Irene Jordan

    IRN AIJ01007

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • CF30 Customer (10 May 2012 to 14 Dec 2012)
  • Barry John Martin

    IRN BJM00001

    • CF30 Customer (10 May 2012 to 14 Dec 2012)
  • Baylee Cannon

    IRN BXC00379

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2024 to 1 Dec 2025)
    • [FCA CF] Client dealing (15 Jul 2024 to 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (15 Jul 2024 to 1 Dec 2025)
  • Curtis Green

    IRN CXG00423

    • [FCA CF] Functions requiring qualifications (14 Aug 2024 to 3 Nov 2025)
  • Edward Hancock

    IRN EXH00016

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gordon Harold Clark

    IRN GHC01022

    • CF30 Customer (3 May 2012 to 19 Aug 2016)
  • Harrison Michael Oliver Foster

    IRN HXF00072

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 18 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2022)
    • [FCA CF] Client dealing (since 18 Feb 2022)
  • Haydn James Connell

    IRN HXC00343

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • Hazel Taylor

    IRN HXT00021

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Jeremy Matthew Findlay

    IRN JMF00031

    • CF30 Customer (17 Oct 2013 to 6 May 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.