Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DHM Wynchwood LLP
FRN 569713
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (10 May 2012 to 14 Dec 2012)
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- CF21 Investment Adviser (21 Jan 2004 to 13 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.