Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (10 May 2012 to 14 Dec 2012)
  • PROFESSIONAL FINANCIAL PLANNING SERVICES (PFPS) LTD (no longer approved here)

    FRN 216642

    • CF21 Investment Adviser (21 Jan 2004 to 13 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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