Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Material risk taker (2 May 2023 to 26 Oct 2025)
    • [FCA CF] Client dealing (2 May 2023 to 26 Oct 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (29 Mar 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (15 Mar 2022 to 1 Feb 2023)
    • [FCA CF] Client dealing (21 Dec 2021 to 1 Feb 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (29 Mar 2022 to 1 Feb 2023)
    • [FCA CF] Manager of certification employee (15 Mar 2022 to 1 Feb 2023)
    • [FCA CF] Client dealing (21 Dec 2021 to 1 Feb 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (3 May 2019 to 10 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
    • [FCA CF] Client dealing (16 Sep 2016 to 10 Aug 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (28 Jul 2009 to 3 Nov 2010)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 25 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.