Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (2 May 2023 to 26 Oct 2025)
- [FCA CF] Client dealing (2 May 2023 to 26 Oct 2025)
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- [FCA CF] Material risk taker (29 Mar 2022 to 1 Feb 2023)
- [FCA CF] Manager of certification employee (15 Mar 2022 to 1 Feb 2023)
- [FCA CF] Client dealing (21 Dec 2021 to 1 Feb 2023)
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- [FCA CF] Material risk taker (29 Mar 2022 to 1 Feb 2023)
- [FCA CF] Manager of certification employee (15 Mar 2022 to 1 Feb 2023)
- [FCA CF] Client dealing (21 Dec 2021 to 1 Feb 2023)
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- [FCA CF] Manager of certification employee (3 May 2019 to 10 Aug 2021)
- [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
- [FCA CF] Client dealing (16 Sep 2016 to 10 Aug 2021)
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- [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (28 Jul 2009 to 3 Nov 2010)
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- CF30 Customer (11 May 2009 to 25 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.