Jonathan Peter Waller

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connaught (UK) Limited

    FRN 707355

    • SMF3 Executive Director (since 7 Nov 2022)
    • [FCA CF] Client dealing (since 20 Nov 2020)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 4 Sep 2017)
    • CF23 Corporate Finance Adviser (10 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.