Connaught (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Julian Usher-Smith
IRN AJU01008
- [FCA CF] Client dealing (20 Nov 2020 to 1 Mar 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Apr 2022)
- SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Apr 2022)
- CF10 Compliance Oversight (6 Jun 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Jun 2016 to 8 Dec 2019)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
- CF1 Director (6 Jun 2016 to 8 Dec 2019)
Alistair Bidie
IRN AXB01473
- [FCA CF] Client dealing (since 5 Jul 2023)
Alistair Bidiw
IRN AXB01461
- [FCA CF] Client dealing (5 Jul 2023 to 6 Jul 2023)
Benedict James Ward Griffiths
IRN BJG01082
- [FCA CF] Client dealing (20 Nov 2020 to 31 Jul 2022)
- CF30 Customer (7 Aug 2017 to 8 Dec 2019)
Benjamin Gee Sin Chan
IRN BGC01021
- [FCA CF] Client dealing (20 Nov 2020 to 30 Jun 2023)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
Brendan Nerbonne
IRN BXN01165
- [FCA CF] Client dealing (6 Apr 2021 to 5 Sep 2023)
Chase Shea
IRN CXS01067
- [FCA CF] Client dealing (since 27 Oct 2025)
Corentin Veaute
IRN CXV15817
- [FCA CF] Client dealing (since 23 Jan 2024)
Daniel Joseph Charles Tarver
IRN DJT01238
- [FCA CF] Client dealing (20 Nov 2020 to 31 Dec 2022)
- CF30 Customer (28 Jan 2019 to 8 Dec 2019)
Edward Oram
IRN EXO01237
- [FCA CF] Client dealing (20 Nov 2020 to 31 Jul 2021)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.