Connaught (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Ellie Peel
IRN EXP62639
- [FCA CF] Client dealing (15 Dec 2020 to 31 Jan 2023)
Frederick Grimwade
IRN FXG00018
- [FCA CF] Client dealing (27 May 2022 to 30 Jan 2024)
Frederick Leech
IRN FXL00035
- [FCA CF] Client dealing (2 Sep 2021 to 9 Mar 2026)
Guy Benjamin Garfield Redwood
IRN GBR01029
- SMF3 Executive Director (since 4 Nov 2022)
- [FCA CF] Client dealing (since 20 Nov 2020)
- CF30 Customer (18 Dec 2017 to 8 Dec 2019)
Ian William Osborne
IRN IWO01003
- [FCA CF] Client dealing (20 Nov 2020 to 31 Jan 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
- CF1 Director (6 Jun 2016 to 8 Dec 2019)
Imogen Mazzier
IRN IXM00124
- [FCA CF] Client dealing (22 Oct 2021 to 1 May 2024)
James Edward Wright
IRN JEW01142
- [FCA CF] Client dealing (since 8 Nov 2022)
James Huelin
IRN JXH02503
- [FCA CF] Client dealing (since 27 May 2021)
Johanna Mandal
IRN JXM00138
- [FCA CF] Client dealing (15 Feb 2021 to 7 Oct 2025)
Jonathan Kin Yee Lau
IRN JXL09236
- [FCA CF] Client dealing (20 Nov 2020 to 7 Aug 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.