Connaught (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Peter Waller
IRN JPW01146
- SMF3 Executive Director (since 7 Nov 2022)
- [FCA CF] Client dealing (since 20 Nov 2020)
- CF30 Customer (1 Sep 2017 to 8 Dec 2019)
Luke Stopford Sackville
IRN LXS01807
- [FCA CF] Client dealing (20 Nov 2020 to 30 Sep 2021)
- CF30 Customer (16 Apr 2018 to 8 Dec 2019)
Marcel Silvester Reichart
IRN MSR01127
- CF2 Non Executive Director (6 Jun 2016 to 5 Apr 2018)
Matthew Shawn Reynolds
IRN MXR00614
- [FCA CF] Client dealing (since 2 Sep 2024)
Mazen Aref
IRN MXA16363
- [FCA CF] Client dealing (8 Apr 2022 to 31 May 2023)
Megan Mehin Balabey
IRN MXB21703
- [FCA CF] Client dealing (4 Apr 2023 to 30 Sep 2025)
Michael Brunton
IRN MXB01361
- [FCA CF] Client dealing (since 20 May 2024)
Nicholas John Palairet
IRN NJP01159
- [FCA CF] Client dealing (since 9 Mar 2026)
Olivia Anne Ciardi
IRN OAC01008
- CF30 Customer (6 Jun 2016 to 25 Sep 2017)
Rahima Henry
IRN RXT01277
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2022)
- SMF16 Compliance Oversight (since 12 Apr 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.