Alexander Julian Usher-Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Connaught (UK) Limited (no longer approved here)

    FRN 707355

    • [FCA CF] Client dealing (20 Nov 2020 to 1 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
    • CF1 Director (6 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jun 2016 to 8 Dec 2019)
  • Greenhill & Co. International LLP (no longer approved here)

    FRN 474168

    • CF30 Customer (21 Dec 2007 to 13 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.