Jonathan Mark Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- SMF16 Compliance Oversight (31 Jul 2020 to 21 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jul 2020 to 21 Jun 2024)
PERSHING SECURITIES LIMITED (no longer approved here)
FRN 146576
- CF11 Money Laundering Reporting (16 Oct 2017 to 5 Feb 2018)
Fidante Partners Europe Limited (no longer approved here)
FRN 195456
- CF10 Compliance Oversight (11 Nov 2015 to 8 Jul 2016)
CHALLENGER MANAGEMENT SERVICES (UK) LIMITED (no longer approved here)
FRN 478306
- CF10 Compliance Oversight (21 Jan 2015 to 8 Jul 2016)
- CF11 Money Laundering Reporting (21 Jan 2015 to 8 Jul 2016)
Dimensional Fund Advisors Ltd. (no longer approved here)
FRN 150100
- CF11 Money Laundering Reporting (28 Sep 2007 to 30 Sep 2014)
- CF10 Compliance Oversight (28 Sep 2007 to 30 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.