Jonathan Elia Lopian

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd

    FRN 142752

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (5 Nov 2020 to 9 May 2024)
    • CF30 Customer (5 Nov 2020 to 19 May 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Apr 2024)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Material risk taker (4 Mar 2021 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 5 Apr 2024)
    • [FCA CF] Client dealing (4 Mar 2021 to 5 Apr 2024)
  • Finli (GPC) Ltd (no longer approved here)

    FRN 811525

    • Employed By (5 Nov 2020 to 19 May 2025)
  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2024)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.