Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 3 Mar 2022)
    • [FCA CF] Material risk taker (29 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Manager of certification employee (29 Nov 2021 to 2 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Significant management (29 Nov 2021 to 2 Mar 2022)
    • SMF18 Other Overall Responsibility (since 3 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Significant management (29 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Material risk taker (29 Nov 2021 to 2 Mar 2022)
    • [FCA CF] Manager of certification employee (29 Nov 2021 to 2 Mar 2022)
  • KUFLINK HOME LOANS LIMITED (no longer approved here)

    FRN 571773

    • CF1 Director (10 Mar 2015 to 25 Nov 2016)
  • Saffron Building Society (no longer approved here)

    FRN 100015

    • Responsible for Insurance Mediation (2 Jul 2012 to 24 Oct 2014)
    • CF3 Chief Executive (1 Nov 2011 to 24 Oct 2014)
    • CF10 Compliance Oversight (23 May 2011 to 16 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2012)
    • CF1 Director (8 Dec 2004 to 24 Oct 2014)
    • CF11 Money Laundering Reporting (6 Sep 2004 to 16 Apr 2012)
    • CF14 Risk Assessment (29 Jul 2004 to 31 Oct 2007)
    • CF13 Finance (29 Jul 2004 to 31 Oct 2007)
  • CROCUS HOME LOANS LIMITED (no longer approved here)

    FRN 305200

    • Responsible for Insurance Mediation (2 Jul 2012 to 22 Oct 2014)
    • CF3 Chief Executive (1 Nov 2011 to 22 Oct 2014)
    • CF10 Compliance Oversight (23 May 2011 to 16 Apr 2012)
    • CF28 Systems and controls (1 Nov 2007 to 16 Apr 2012)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (31 Oct 2004 to 22 Oct 2014)
    • CF1 Director (31 Oct 2004 to 22 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.