Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Jan 2024)
    • [FCA CF] Manager of certification employee (since 9 Jan 2024)
  • Lombard Odier Asset Management (Europe) Limited (no longer approved here)

    FRN 515393

    • [FCA CF] Material risk taker (14 Jul 2022 to 30 Jun 2023)
    • [FCA CF] Client dealing (18 Mar 2021 to 30 Jun 2023)
    • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (5 Apr 2017 to 12 Apr 2017)
    • CF1 Director (5 Apr 2017 to 12 Apr 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (3 Feb 2017 to 12 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.