Quoniam Asset Management GmbH

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Unit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Unit
Investment Setup

For Eligible Counterparty, Professional, Unit

Senior staff personally approved by the FCA to hold their roles here.

Hamish Douglas Fraser Gowen
IRN HDG01004
- [FCA CF] Client dealing (9 Jan 2023 to 2 Oct 2023)
Jonathan Clenshaw
IRN JXC03154
- [FCA CF] Manager of certification employee (since 9 Jan 2024)
- [FCA CF] Significant management (since 9 Jan 2024)
Jorre Cornelis Maria Willemse
IRN JXW13687
- SMF19 Head of Overseas Branch/Head of Overseas (since 9 Jan 2023)
- [FCA CF] Client dealing (since 9 Jan 2023)
Marek Andrzej Siwicki
IRN MAS00141
- [FCA CF] Client dealing (since 9 Jan 2024)
Nigel John Cresswell
IRN NJC01214
- SMF3 Executive Director (since 9 Jan 2023)
Oliver Benjamin Faust
IRN OXF17299
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2023)
Silke Weiser-Walther
IRN SXW01989
- SMF16 Compliance Oversight (since 9 Jan 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.