John William Brooks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DRW GLOBAL MARKETS LTD

    FRN 746273

    • [FCA CF] Manager of certification employee (since 31 Oct 2023)
  • ADG Securities LLP (no longer approved here)

    FRN 807897

    • [FCA CF] Significant management (1 Nov 2022 to 28 Apr 2023)
    • [FCA CF] Material risk taker (31 Oct 2022 to 28 Apr 2023)
    • SMF27 Partner (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 28 Apr 2023)
    • CF4 Partner (29 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (29 Aug 2019 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (15 Jan 2014 to 23 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.