Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (10 Dec 2018 to 31 Mar 2019)
- CF29 Significant management (7 Apr 2017 to 9 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 7 Apr 2017)
- CF30 Customer (19 Jun 2013 to 21 Apr 2015)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 16 Mar 2006)
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- (12)CF1 Director (1 Apr 2015 to 31 Mar 2019)
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- CF30 Customer (19 Jun 2013 to 21 Apr 2015)
- CF29 Significant management (1 Nov 2007 to 23 Jun 2014)
- CF19 Significant Mgt (Financial Resources) (30 Mar 2006 to 31 Oct 2007)
- CF1 Director (30 Mar 2006 to 31 Mar 2019)
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- CF30 Customer (19 Jun 2013 to 21 Apr 2015)
- CF29 Significant management (1 Nov 2007 to 23 Jun 2014)
- CF1 Director (30 Mar 2006 to 31 Mar 2019)
- CF19 Significant Mgt (Financial Resources) (30 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)CF1 Director at Engage Mutual Funds Limited