Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 31 Mar 2019)
    • CF29 Significant management (7 Apr 2017 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 7 Apr 2017)
    • CF30 Customer (19 Jun 2013 to 21 Apr 2015)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 16 Mar 2006)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (12)CF1 Director (1 Apr 2015 to 31 Mar 2019)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF30 Customer (19 Jun 2013 to 21 Apr 2015)
    • CF29 Significant management (1 Nov 2007 to 23 Jun 2014)
    • CF19 Significant Mgt (Financial Resources) (30 Mar 2006 to 31 Oct 2007)
    • CF1 Director (30 Mar 2006 to 31 Mar 2019)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF30 Customer (19 Jun 2013 to 21 Apr 2015)
    • CF29 Significant management (1 Nov 2007 to 23 Jun 2014)
    • CF1 Director (30 Mar 2006 to 31 Mar 2019)
    • CF19 Significant Mgt (Financial Resources) (30 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)CF1 Director at Engage Mutual Funds Limited