John Percy Frederick

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (16 Oct 2024 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (16 Oct 2024 to 31 Dec 2025)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (2 Mar 2009 to 8 Dec 2019)
  • Crystal Amber Advisers (UK) LLP (no longer approved here)

    FRN 468247

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 16 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.