Crystal Amber Advisers (UK) LLP

Date authorised
1 April 2013
Companies House
OC328446
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    164 Field End Road
    Pinner
    HA5 1RH
    UNITED KINGDOM
    Phone
    +4402074789080

  • Complaints Contact

    164 Field End Road
    Pinner
    HA5 1RH
    UNITED KINGDOM
    Phone
    +4402074789080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Brosnan

    IRN BAB01077

    • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
  • Bruce James Davidson

    IRN BJD01071

    • CF30 Customer (16 Jul 2009 to 31 Mar 2017)
  • Charlotte Rose Reid

    IRN CRW01112

    • CF30 Customer (5 Dec 2014 to 25 Sep 2019)
  • David Philip Matthews

    IRN DPM01086

    • CF30 Customer (1 Dec 2010 to 11 Jun 2012)
  • Joan Morera Calveras

    IRN JXM03284

    • CF30 Customer (18 Nov 2014 to 8 Dec 2019)
  • John Percy Frederick

    IRN JPF01040

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
  • Jonathan Robert Marsh

    IRN JRM01144

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (30 Oct 2007 to 8 Dec 2019)
  • Marc Gordon

    IRN MXG01177

    • CF30 Customer (2 May 2008 to 17 Jun 2008)
  • Richard Louis Bolchover

    IRN RLB01050

    • CF30 Customer (2 Jun 2008 to 17 Jun 2008)
  • Richard Philip Bernstein

    IRN RPB01078

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (30 Oct 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (30 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Oct 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2007 to 8 Dec 2019)
    • CF4 Partner (30 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Oct 2007 to 31 Mar 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.