Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF3 Chief Executive (19 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (8 Jun 2011 to 8 Dec 2019)
    • CF4 Partner (8 Jun 2011 to 8 Dec 2019)
  • Crystal Amber Advisers (UK) LLP (no longer approved here)

    FRN 468247

    • CF30 Customer (1 Dec 2010 to 11 Jun 2012)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Jul 2010 to 1 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.