John Michael Barley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (3 Jan 2019 to 8 Dec 2019)
Brookson Financial Limited (no longer approved here)
FRN 179752
- CF30 Customer (2 Oct 2017 to 31 Jul 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (26 Apr 2016 to 27 Sep 2018)
Innova Financial Solutions Ltd (no longer approved here)
FRN 595136
- Employed By (26 Apr 2016 to 1 Oct 2018)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF22 Investment Adviser (Trainee) (9 Nov 2006 to 31 Oct 2007)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 9 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.