John Martin Griffiths

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bellevue Asset Management (UK) Ltd (no longer approved here)

    FRN 825152

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2020 to 18 Jun 2024)
    • SMF16 Compliance Oversight (17 Feb 2020 to 18 Jun 2024)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jul 2022)
    • CF11 Money Laundering Reporting (15 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Dec 2017 to 8 Dec 2019)
  • Nordic Capital Investment Advisory LLP (no longer approved here)

    FRN 803689

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Dec 2022)
    • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (29 Feb 2016 to 23 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

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