Bellevue Asset Management (UK) Ltd

• Principal Place of Business

  24th Floor

  The Shard

  32 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +442038712863

  Web

  http://www.bellevue-am.uk

• Complaints Contact

  24th Floor, The Shard

  32 London Bridge Road

  London

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402038712863

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brett Royston Darke

  IRN BRD01017

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (29 May 2019 to 8 Dec 2019)
• Christopher James Davies

  IRN CXD00416

  • [FCA CF] Client dealing (1 Dec 2022 to 31 Dec 2023)
• Claude Mikkelsen

  IRN CXM02317

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jun 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 13 Jun 2025)
  • CF30 Customer (29 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 May 2019 to 8 Dec 2019)
  • CF1 Director (29 May 2019 to 8 Dec 2019)
• Daniel Herbert Sigg

  IRN DXS00095

  • Director of firm who is not a certification employee or a SMF manager (16 Dec 2019 to 31 Aug 2024)
• Daniel Koller

  IRN DXK01566

  • CF1 Director (29 May 2019 to 25 Nov 2019)
• Giles Woodward

  IRN GXW00377

  • SMF3 Executive Director (since 20 Apr 2026)
  • SMF16 Compliance Oversight (since 18 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Oct 2024)
• John Martin Griffiths

  IRN JMG01289

  • SMF16 Compliance Oversight (17 Feb 2020 to 18 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2020 to 18 Jun 2024)
• Mark Ghahramani

  IRN MXG00722

  • [FCA CF] Client dealing (14 May 2024 to 31 Mar 2026)
• Markus Peter

  IRN MXP00889

  • SMF3 Executive Director (since 1 Oct 2024)
• Martin Jakob Gubler

  IRN MXG24699

  • SMF3 Executive Director (27 Jan 2020 to 22 Oct 2024)

No changes recorded yet.