Nordic Capital Investment Advisory LLP

• Principal Place of Business

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

  Web

  https://www.nordiccapital.com

• Complaints Contact

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Nordic Capital Advisory Limited

  IRN XXN01091

  • SMF27 Partner (9 Dec 2019 to 6 Apr 2021)
  • CF4 Partner (2 May 2018 to 8 Dec 2019)
• Aditya Desaraju

  IRN AXD01828

  • [FCA CF] Client dealing (since 17 Aug 2020)
• Alex Hristea

  IRN ANH01050

  • CF30 Customer (16 May 2018 to 8 Dec 2019)
• Alfa Chi Kit Chan

  IRN AXC01403

  • SMF27 Partner (20 Sep 2021 to 20 Aug 2024)
  • [FCA CF] Client dealing (20 Sep 2021 to 20 Aug 2024)
• Andrew Murdoch

  IRN AXM62286

  • [FCA CF] Client dealing (16 May 2022 to 30 Sep 2022)
• Carl David Samuelson

  IRN CXS00941

  • [FCA CF] Client dealing (since 26 Nov 2024)
• Christian Gylling

  IRN CXG01844

  • SMF27 Partner (13 May 2020 to 31 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)
• Christof Ratjen

  IRN CXR01158

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 May 2019 to 8 Dec 2019)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)
• Christopher Russell Lodge

  IRN CRL01044

  • SMF27 Partner (since 26 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)
• Daniel Edward Rosenberg

  IRN DER01062

  • [FCA CF] Client dealing (since 21 Jan 2025)

No changes recorded yet.