Nordic Capital Investment Advisory LLP

• Principal Place of Business

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

  Web

  https://www.nordiccapital.com

• Complaints Contact

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Omori Kanak

  IRN DXK19332

  • [FCA CF] Client dealing (since 30 Dec 2025)
  • SMF27 Partner (since 17 Nov 2025)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• JANINE HILARY PEAKE

  IRN JHP01088

  • CF4 Partner (2 May 2018 to 31 Dec 2018)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)
• John Martin Griffiths

  IRN JMG01289

  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Dec 2022)
  • CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
• Lena Ulrich

  IRN LXU01025

  • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
• Mark Reginald Bulmer

  IRN MRB01134

  • CF30 Customer (2 May 2018 to 8 Dec 2019)
  • CF4 Partner (2 May 2018 to 21 Jan 2019)
• Mark Stubbs

  IRN MXS00635

  • [FCA CF] Client dealing (20 Apr 2022 to 30 Sep 2022)
• Md Syfur Rahman

  IRN MSR01141

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Feb 2024)
  • SMF16 Compliance Oversight (since 19 Feb 2024)
• Megan Reynolds

  IRN MXR00549

  • [FCA CF] Client dealing (30 May 2022 to 30 Sep 2022)
• Mohamed Salim Brigui

  IRN MSB01204

  • CF30 Customer (2 May 2018 to 8 Dec 2019)
• Mohit Agnihotri

  IRN MXA01883

  • [FCA CF] Client dealing (since 19 Jan 2026)
  • SMF27 Partner (since 1 Jun 2023)

No changes recorded yet.