Nordic Capital Investment Advisory LLP

• Principal Place of Business

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

  Web

  https://www.nordiccapital.com

• Complaints Contact

  Nordic Capital Investment Advisory

  77 Grosvenor Street

  London

  W1K 3JR

  UNITED KINGDOM

  Phone

  +442073555700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas George Dixon-Clegg

  IRN NGD01021

  • CF30 Customer (2 May 2018 to 16 Aug 2019)
• Piia Pekonen

  IRN PXP00052

  • [FCA CF] Client dealing (17 May 2021 to 30 Sep 2022)
• Raimund Juralovic

  IRN RXJ89467

  • [FCA CF] Client dealing (5 Oct 2020 to 30 Nov 2021)
• Raj Shah

  IRN RXS01410

  • SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (2 May 2018 to 8 Dec 2019)
  • CF4 Partner (2 May 2018 to 8 Dec 2019)
• Shaun Philip Fernandes

  IRN SXF13812

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2023)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Silvia Nasini

  IRN SXN89308

  • [FCA CF] Client dealing (15 Nov 2021 to 30 Sep 2022)
• Steven Michael Young

  IRN SMY01026

  • SMF16 Compliance Oversight (1 Jan 2023 to 3 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2023 to 3 Nov 2023)
• Temesi Balint

  IRN TXB00565

  • [FCA CF] Client dealing (since 22 May 2024)
• Vyshnavi Ravikumaran

  IRN VXR22935

  • [FCA CF] Client dealing (4 Aug 2022 to 30 Sep 2022)
• Xin Zhan

  IRN JXZ69656

  • [FCA CF] Client dealing (4 Apr 2022 to 30 Sep 2022)

No changes recorded yet.