Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 28 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2008 to 8 Dec 2019)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF3 Chief Executive (30 Jan 2004 to 23 Sep 2005)
    • CF8 Apportionment and Oversight (30 Jan 2004 to 23 Sep 2005)
    • CF1 Director (1 Dec 2001 to 23 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2005)
    • CF26 Customer Trading (1 Dec 2001 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.