John Hammersley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander ISA Managers Limited

    FRN 171448

    • SMF16 Compliance Oversight (since 31 Jan 2024)
    • [FCA CF] Manager of certification employee (17 Nov 2023 to 31 Jan 2024)
    • [FCA CF] Significant management (11 Oct 2023 to 31 Jan 2024)
  • Santander UK Plc

    FRN 106054

    • [FCA CF] Material risk taker (since 11 Oct 2023)
    • [FCA CF] Significant management (since 11 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Oct 2023)
  • Cater Allen Limited

    FRN 178737

    • [FCA CF] Significant management (since 11 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (15 Aug 2022 to 31 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2022 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 8 Apr 2019)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Significant management (15 Aug 2022 to 31 Jul 2023)
    • [FCA CF] Material risk taker (14 Sep 2021 to 31 Jul 2023)
    • CF10 Compliance Oversight (26 Oct 2016 to 20 Nov 2017)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Significant management (15 Aug 2022 to 31 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (14 Sep 2021 to 31 Jul 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (15 Aug 2022 to 31 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2019 to 8 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 6 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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