John Gilfillan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 27 Oct 2020)
    • CF30 Customer (since 16 Sep 2020)
  • Blueprint Financial Solutions Ltd

    FRN 409853

    • Employed By (since 16 Sep 2020)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (1 Nov 2007 to 18 May 2012)
    • CF27 Investment Management (30 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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