John Andrew Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (12 Dec 2011 to 16 Aug 2013)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 12 May 2010)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (1 Oct 2003 to 17 Feb 2004)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.