Joanne Anderson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Finance Brokers Limited
FRN 313537
- SMF3 Executive Director (since 6 Oct 2023)
Just Advice Solutions Limited (no longer approved here)
FRN 796907
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Oct 2018)
- CF1 Director (22 Mar 2018 to 24 Oct 2018)
- Responsible for Insurance Mediation (22 Mar 2018 to 30 Sep 2018)
STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)
FRN 562235
- CF11 Money Laundering Reporting (2 Apr 2012 to 28 Jan 2015)
Santander UK Plc (no longer approved here)
FRN 106054
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Aug 2003)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
Abbey National Newcastle Limited (no longer approved here)
FRN 207617
- Employed By (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.