Jim Ewing

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc

    FRN 165548

    • SMF2 Chief Finance (since 12 Apr 2022)
    • SMF4 Chief Risk (10 Dec 2018 to 12 Apr 2022)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (19 Dec 2011 to 9 Apr 2014)
    • CF1 Director (7 Oct 2011 to 19 Dec 2011)
    • CF12 Actuarial (7 Oct 2011 to 5 Nov 2014)
  • Cofunds Limited

    FRN 194734

    • SMF2 Chief Finance (since 12 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (12 Apr 2022 to 12 Apr 2022)
    • CF1 Director (9 Jan 2017 to 8 Dec 2019)
  • AEGON INVESTMENT SOLUTIONS LTD.

    FRN 543123

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Apr 2014 to 8 Dec 2019)
    • CF29 Significant management (27 Apr 2012 to 9 Apr 2014)
  • Aegon Investments Limited

    FRN 788212

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Jun 2018 to 8 Dec 2019)
  • STONEBRIDGE INTERNATIONAL INSURANCE LTD. (no longer approved here)

    FRN 203188

    • SMF1 Chief Executive (19 Oct 2020 to 28 Feb 2021)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 19 Oct 2020)
    • SIMF12 Chair of the Remuneration Committee (18 Apr 2017 to 16 Oct 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (18 Apr 2017 to 9 Dec 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Nov 2022)
    • CF2 Non Executive Director (4 Dec 2017 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 24 Nov 2022)
    • CF2 Non Executive Director (4 Dec 2017 to 8 Dec 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Feb 2024)
    • CF2 Non Executive Director (4 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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