Jeremy Bostock Mobbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spark Impact Limited

    FRN 143361

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • River Capital Management Limited

    FRN 180891

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF11 Money Laundering Reporting (26 Apr 2004 to 28 Apr 2010)
    • CF10 Compliance Oversight (26 Apr 2004 to 28 Apr 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • FW Capital Limited (no longer approved here)

    FRN 506719

    • CF11 Money Laundering Reporting (24 Nov 2010 to 18 Mar 2011)
    • CF10 Compliance Oversight (24 Nov 2010 to 18 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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