Date authorised
1 April 2013
Companies House
07078439
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yale Business Village
    Ellice Way
    Wrexham
    LL13 7YL
    UNITED KINGDOM
    Phone
    +4401978807720
  • Complaints Contact

    Yale Business Village
    Ellice Way
    Wrexham
    LL13 7YL
    UNITED KINGDOM
    Phone
    +4401978807720

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Arranges Asset Safekeeping

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Stockbroking

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Runs Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allison Routledge

    IRN AXR02715

    • [FCA CF] Client dealing (9 Dec 2020 to 4 Mar 2024)
    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
  • Amy Preece-Jones

    IRN AXP00395

    • [FCA CF] Significant management (since 9 Dec 2020)
  • Andrew Bates

    IRN AXB00522

    • [FCA CF] Manager of certification employee (since 20 Nov 2023)
  • Andrew John Coles

    IRN AJC01535

    • CF30 Customer (15 Feb 2011 to 23 Nov 2012)
  • Andrew Lawrence Traynor

    IRN ALT01063

    • [FCA CF] Client dealing (9 Dec 2020 to 21 Oct 2024)
    • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
  • Anthony Cullen

    IRN AXC00408

    • [FCA CF] Manager of certification employee (26 Mar 2024 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 30 Jun 2025)
  • Ashley Jones

    IRN AXJ00544

    • [FCA CF] Client dealing (16 Oct 2024 to 21 Mar 2025)
  • Bethan Cousins

    IRN BXC00118

    • [FCA CF] Manager of certification employee (since 24 Nov 2023)
    • [FCA CF] Client dealing (since 24 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 14 Mar 2022)
  • Carol Bell

    IRN CXB02219

    • CF30 Customer (21 Jan 2015 to 8 Dec 2019)
  • Cenydd Rowlands

    IRN CXR00164

    • [FCA CF] Client dealing (since 9 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.