Date authorised
1 April 2013
Companies House
07078439
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yale Business Village
    Ellice Way
    Wrexham
    LL13 7YL
    UNITED KINGDOM
    Phone
    +4401978807720
  • Complaints Contact

    Yale Business Village
    Ellice Way
    Wrexham
    LL13 7YL
    UNITED KINGDOM
    Phone
    +4401978807720

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Arranges Asset Safekeeping

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Stockbroking

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Runs Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris Dixon

    IRN CXD43934

    • [FCA CF] Client dealing (since 20 Apr 2023)
  • Christopher David Johnson

    IRN CDJ01044

    • CF30 Customer (3 Jan 2014 to 8 Jan 2016)
  • Christopher Huw Griffiths

    IRN CHG01044

    • [FCA CF] Significant management (since 20 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (14 May 2012 to 8 Dec 2019)
  • Christopher Paul Rowlands

    IRN CPR01031

    • CF30 Customer (25 Feb 2011 to 30 Sep 2014)
  • Christopher William Pestell

    IRN CWP01033

    • CF30 Customer (16 Feb 2015 to 11 Sep 2015)
  • David Goodall

    IRN DXG00471

    • [FCA CF] Client dealing (since 29 May 2023)
  • David James Staziker

    IRN DJS01449

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (19 Nov 2010 to 8 Dec 2019)
    • CF1 Director (19 Nov 2010 to 8 Dec 2019)
  • Gary Guest

    IRN GXG01392

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (15 Feb 2011 to 8 Dec 2019)
  • Giles Alexander Thorley

    IRN GXT01294

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 May 2016 to 8 Dec 2019)
  • Ian Clive John

    IRN ICJ01003

    • CF30 Customer (25 Feb 2011 to 30 Nov 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.