FW Capital Limited

• Principal Place of Business

  Yale Business Village

  Ellice Way

  Wrexham

  LL13 7YL

  UNITED KINGDOM

  Phone

  +4401978807720

  Web

  https://fwcapital.co.uk

• Complaints Contact

  Yale Business Village

  Ellice Way

  Wrexham

  LL13 7YL

  UNITED KINGDOM

  Phone

  +4401978807720

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Stockbroking

  For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Runs Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Debenture, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Jeremy Bostock Mobbs

  IRN JBM01035

  • CF10 Compliance Oversight (24 Nov 2010 to 18 Mar 2011)
  • CF11 Money Laundering Reporting (24 Nov 2010 to 18 Mar 2011)
• Joanna Thomas

  IRN JXT00697

  • [FCA CF] Client dealing (1 May 2024 to 19 Mar 2025)
• Joanne Whitfield

  IRN JXP01499

  • [FCA CF] Client dealing (since 3 Dec 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Mar 2015 to 8 Dec 2019)
  • CF30 Customer (18 Aug 2010 to 8 Dec 2019)
• Judith May Oates

  IRN JMO01084

  • CF10 Compliance Oversight (18 Mar 2011 to 19 Oct 2018)
• Keith Smith Charlton

  IRN KSC01019

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
• Kevin Patrick O'Leary

  IRN KPO01009

  • CF10a CASS Oversight function (1 Apr 2012 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (18 Mar 2011 to 30 Sep 2018)
  • CF1 Director (28 Jan 2011 to 31 Mar 2018)
• Laura Rees

  IRN LXR00407

  • [FCA CF] Client dealing (since 29 Sep 2025)
• Laurence O'Connor

  IRN LXO00071

  • [FCA CF] Client dealing (12 Nov 2021 to 16 Oct 2025)
• Lindsey Gail McMenamin

  IRN LXG01494

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (4 Jul 2018 to 8 Dec 2019)
• Melanie Taylor

  IRN MXT02396

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)

No changes recorded yet.